Depository Trust

Results: 2278



#Item
281Financial system / Securities / Depository Trust & Clearing Corporation / Capital requirement / Bank regulation / Minimum capital requirement / Operational risk / Clearing Corporation / Financial capital / Financial economics / Finance / Banking

SUSAN COSGROVE Managing Director and Chief Financial Officer 55 WATER STREET NEW YORK, NY

Add to Reading List

Source URL: dtcc.com

Language: English - Date: 2015-04-17 16:50:53
282Financial system / Collateral management / Clearing / Settlement / Risk management / Futures contract / Repurchase agreement / Depository Trust & Clearing Corporation / LCH.Clearnet / Financial economics / Finance / Securities

Global Clearing & Settlement

Add to Reading List

Source URL: www.issanet.org

Language: English - Date: 2013-06-07 07:57:02
283Securities / Financial markets / Stock market / Settlement / Netting / Clearing / Repurchase agreement / Short / Depository Trust & Clearing Corporation / Financial economics / Finance / Financial system

10/1 Section 10 Exchange Trades - CNS System For the purposes of this Section 10, (i) references to “Eligible Securities” mean Eligible Securities other than China Connect Securities; (ii) references to “Participa

Add to Reading List

Source URL: www.hkex.com.hk

Language: English - Date: 2014-12-30 20:44:49
284Financial system / Stock market / Clearing / Repurchase agreement / Self-regulatory organizations / SEC filings / Depository Trust & Clearing Corporation / Financial economics / Securities / Finance

8/1 Section 8 Nominee Services 8.1

Add to Reading List

Source URL: www.hkex.com.hk

Language: English - Date: 2014-12-30 20:44:49
285Securities / Central Securities Depositories / Payment systems / Stock market / Depository Trust & Clearing Corporation / Settlement / Repurchase agreement / Short / Financial economics / Finance / Financial system

Page 12 of 99 Exhibit 5 Bold, Underlined text indicates additions. Bold, Strikethrough text indicates deletions.

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-03-12 13:43:26
286Financial system / Clearing / Settlement / Repurchase agreement / ACT / Depository Trust & Clearing Corporation / Securities / Financial economics / Finance

9/1 CHAPTER 9 CLEARING SERVICES 901.

Add to Reading List

Source URL: www.hkex.com.hk

Language: English - Date: 2014-11-11 05:01:48
287Financial system / Settlement / CCASS / Depository Trust & Clearing Corporation / Securities / Financial economics / Investment

Appendix[removed]Debt Securities Conversion Request Form - IT Positions Clearing / Settlement Section Hong Kong Securities Clearing Company Limited (“HKSCC”)

Add to Reading List

Source URL: www.hkex.com.hk

Language: English - Date: 2011-03-29 21:26:28
288Stock market / Securities / Central Securities Depositories / Payment systems / Equity securities / Depository Trust & Clearing Corporation / Hong Kong Identity Card / Stock / CREST / Financial economics / Financial system / Finance

HONG KONG SECURITIES CLEARING COMPANY LIMITED Appendix 7.1 CCASS Depository Services

Add to Reading List

Source URL: www.hkex.com.hk

Language: English - Date: 2010-01-20 09:05:34
289Finance / United States securities law / United States administrative law / Central Securities Depositories / United States Securities and Exchange Commission / Depository Trust & Clearing Corporation / Securities Exchange Act / Federal Register / Settlement / Financial economics / Securities / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]March 12, 2015 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-03-12 13:43:23
290Financial system / Settlement / Clearing / Collateral management / Repurchase agreement / Server / Depository Trust & Clearing Corporation / Financial economics / Securities / Finance

An Overview of CCASS/3 May 2010 Table of Contents A. WHAT IS CCASS/3 ? ...................................................................................................1

Add to Reading List

Source URL: www.hkex.com.hk

Language: English - Date: 2010-05-03 06:04:15
UPDATE